Need Help? (2024)

(Centro de Reclamo para el inversionista)

Most business in the securities industry is conducted fairly, efficiently and in a manner that satisfies everyone involved. But problems can arise. If you believe that a sales person, brokerage firm or other industry professional has treated you unfairly, contact the firm to see if you can resolve the issue. If you are still not satisfied with the firm's response, you can file a complaint with FINRA.

We investigate complaints against brokerage firms and their employees—and can take disciplinary actions against brokers and firms who violate the rules. Sanctions may include fines, suspensions, a barring from the securities industry or other appropriate sanctions.

Use these resources to help you resolve potential problems.

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File a Complaint

Use FINRA's online form to report any potentially fraudulent or suspicious activities by brokerage firms or brokers.

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Dispute Resolution

FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute. The resolution of problems and disputes is accomplished through two non-judicial proceedings: arbitration and mediation.

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Securities Helpline for Seniors

Are you a senior investor with questions about your brokerage account statement or an investment in a brokerage account? Are you concerned that your account may have been mishandled by a broker? To help you with these and other investment-related questions, FINRA provides the Securities Helpline for Seniors®.

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Other Avenues for Recovery of Investment Losses

There are other avenues for recovery of investment loses. Our FINRA Enforcement teams are authorized to take actions that may include financial restitution for investors. The Securities Investor Protection Corporation (SIPC) provides limited protections to investors. Additionally, the SEC maintains a list of cases involving Fair Funds and Disgorgement Plans. Investors also may be eligible to participate in Class Action Lawsuits.

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Need Help? (2024)

FAQs

What to do when you really need help? ›

If you need help, there are many different resources that you can turn to. The first step is to reach out to your friends and family. Let them know what's going on and how they can assist you. If you don't feel comfortable confiding in those closest to you, consider talking to a clergy member, counselor, or therapist.

What is considered a mental health crisis? ›

A mental health crisis is any situation in which a person's behaviors or symptoms put them at risk of hurting themselves or others and/or prevents them from being able to care for themselves or function effectively.

Who can I talk to I need help? ›

Text HOME to 741741 from anywhere in the United States – 24/7, free, confidential. Crisis Text Line (CTL) is here for you. A live, trained volunteer Crisis Counselor receives the text and responds, all from our secure online platform. The volunteer Crisis Counselor will help you move from a hot moment to a cool calm.

Where do I go when I need help? ›

If you are in crisis, please seek help immediately.

Call or text 988 or chat 988lifeline.org . Text MHA to 741741 to connect with a trained Crisis Counselor from Crisis Text Line . Call 911 or go to the nearest emergency room. If you are in need of support, but not in crisis, consider reaching out to a warmline.

Why is nobody helping me? ›

Nobody is helping you because you are self-centered and you care only about your own interests, the moment you start caring about others then you can expect reciprocity but until then you will keep getting what you have been giving to others which is disregard.

What to do if you're struggling? ›

In this guide, we will outline what to do when you're struggling mentally and feeling down.
  1. Talk to Someone You Trust. If you're struggling mentally, it's important to reach out for help. ...
  2. Exercise and Eat Healthy. ...
  3. Seek Out Support Groups. ...
  4. Find Something That Makes You Happy. ...
  5. You're Not Alone.
Jun 14, 2022

What does a psychotic break look like? ›

Symptoms may include delusional thoughts and beliefs, auditory and visual hallucinations, and paranoia. While psychotic episodes are often rooted in an original psychotic disorder, it's also possible for severe cases of depression, anxiety, bipolar, and other conditions to result in psychosis.

What are the 10 common warning signs of a mental health crisis? ›

Adults
  • Anxious or agitated.
  • Hopeless, or like there's no reason to live.
  • Lots of guilt, shame, or failure.
  • Rage or anger.
  • Sad or depressed most of the time.
  • Getting affairs in order or writing a will.
  • Giving away prized possessions.
  • Having mood swings.

What does a mental breakdown feel like? ›

If you feel you are having a nervous breakdown you may: have anxiety or depression that you can't manage. withdraw from your usual daily activities, miss appointments or social activities. feel hopeless or helpless.

Where can I find someone to just talk to? ›

You could turn to a close friend, sibling, or cousin. You could speak to a therapist or turn to a spiritual leader. Support groups are also a great option.

Who can I talk to about my feelings for free? ›

BuddyHelp is an emotional support platform, where we facilitate conversations between people who are in emotional distress with caring, patient, compassionate individuals who will listen, and hold space.

Who to talk to when struggling? ›

  • Where to start.
  • Talking to friends & family.
  • Mental health helplines.
  • Talking to your GP.
  • What might happen at a GP appointment.
  • Making sense of your options.
  • Being actively involved.
  • Making yourself heard.

What to do when no one will help you? ›

Treat Yourself Well

Perhaps one of the best ways to find the support you need is to start with yourself. Even if you have no support from family, you can be your own greatest supporter. Practice being kind and gentle with yourself, and keep your self-talk positive.

How to ask for help when you are struggling? ›

How to Ask for Help
  1. Think about what you want. We all want to feel supported and understood, especially when things seem out of control. ...
  2. Decide who to talk to. It's important to talk to someone you trust and can speak openly with. ...
  3. Choose the right time and place. ...
  4. How to talk about it. ...
  5. Congratulate yourself.
Apr 24, 2023

How do I know if I actually need help? ›

Warning Signs: Behavioral Changes
  • Suicidal thoughts or behaviors.
  • Engaging in self-injury behaviors, like cutting.
  • Feeling like you've “lost time” or have large gaps in memory.
  • Withdrawing from friends, family members, or social activities that you once enjoyed.
  • Experiencing delusions, or beliefs in things that aren't real.

How do you ask for help when you really need it? ›

How to Ask for Help Professionally & Politely: A Guide With Practical Examples
  1. Tip #1: Inspire reciprocity by helping others first.
  2. Tip #2: Clarify what you want to ask.
  3. Tip #3: Make your request for help SMART.
  4. Tip #4: Find the right person to ask.
  5. Tip #5: Consider the tone of your message.
  6. Tip #6: Express your gratitude.
Apr 26, 2022

How do you help when you can't do anything? ›

But usually, this feeling is only temporary — and these 11 strategies can help you shake it off.
  1. Take a break. Sometimes, not wanting to do anything is your mind and body's way of asking for a break. ...
  2. Get outside. ...
  3. Journal. ...
  4. Meditate. ...
  5. Reach out to a friend. ...
  6. Listen to music. ...
  7. Try some easy chores. ...
  8. Evaluate the basics.
Feb 25, 2020

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